← SEC Filings
Activist Investors
SEC 13D & 13G filings — investors disclosing 5%+ stakes in public companies
13D — activist intent (intends to influence management or control). 13G — passive (no intent to influence). Both require filing when crossing 5% ownership.
| Date | Filer | Company | Form | Shares | % Owned |
|---|---|---|---|---|---|
| 05/12/26 | DIANA SHIPPING INC. | GNK GENCO SHIPPING & TRADING LTD | SC 13D/A | 6.41M | 7.0% |
| 05/07/26 | DIANA SHIPPING INC. | GNK GENCO SHIPPING & TRADING LTD | SC 13D/A | 6.41M | 7.0% |
| 05/04/26 | DIANA SHIPPING INC. | GNK GENCO SHIPPING & TRADING LTD | SC 13D/A | 6.41M | 8.0% |
| 03/16/26 | Sphinx Investment Corp. | PSHG Performance Shipping Inc. | SC 13D/A | 1.03M | 3.0% |
| 02/11/26 | Sphinx Investment Corp. | PSHG Performance Shipping Inc. | SC 13D/A | 1.03M | 3.0% |
| 07/31/25 | Sphinx Investment Corp. | PSHG Performance Shipping Inc. | SC 13D/A | 1.03M | 3.0% |
| 05/16/25 | Hyatt Hotels Corp | Playa Hotels & Resorts N.V. | SC 13D/A | 12.14M | 4.0% |
| 04/03/25 | Equitable Holdings, Inc. | AB ALLIANCEBERNSTEIN HOLDING L.P. | SC 13D/A | 8K | 8.0% |
| 04/02/25 | Equitable Holdings, Inc. | AB ALLIANCEBERNSTEIN HOLDING L.P. | SC 13D/A | 8K | — |
| 03/25/25 | Equitable Holdings, Inc. | AB ALLIANCEBERNSTEIN HOLDING L.P. | SC 13D/A | 8K | — |
| 03/17/25 | Equitable Holdings, Inc. | AB ALLIANCEBERNSTEIN HOLDING L.P. | SC 13D/A | 8K | — |
| 02/24/25 | Equitable Holdings, Inc. | AB ALLIANCEBERNSTEIN HOLDING L.P. | SC 13D/A | — | — |
| 02/24/25 | Hyatt Hotels Corp | Playa Hotels & Resorts N.V. | SC 13D/A | — | — |
| 02/05/25 | Sphinx Investment Corp. | PSHG Performance Shipping Inc. | SC 13D/A | 1.03M | 3.0% |
| 01/10/25 | ICAHN ENTERPRISES HOLDINGS L.P. | CVI CVR ENERGY INC | SC 13D/A | 52.07M | 8.0% |
| 01/07/25 | ICAHN ENTERPRISES HOLDINGS L.P. | CVI CVR ENERGY INC | SC 13D/A | 51.19M | 9.0% |
| 12/31/24 | TRANSCONTINENTAL REALTY INVESTORS INC | IOR INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ | SC 13D/A | — | — |
| 12/18/24 | ICAHN ENTERPRISES HOLDINGS L.P. | CVI CVR ENERGY INC | SC 13D/A | 51.19M | 9.0% |
| 12/17/24 | Hartanto Kendrew | BRIA BrilliA Inc | SC 13D | 2.39M | 6.0% |
| 12/17/24 | NACCO INDUSTRIES INC | AMR Associates NC, L | SC 13D | 8K | — |
| 12/17/24 | Madryn Asset Management, LP | STIM Neuronetics, Inc. | SC 13D | 8K | 6.0% |
| 12/17/24 | BCLS II Investco, LP | NewAmsterdam Pharma Co N.V. (NAMS, NAMSW) | SC 13D/A | — | — |
| 12/17/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 12/17/24 | Vaiman Dany | FLGC Flora Growth Corp. | SC 13D/A | — | — |
| 12/17/24 | Huang Jack Jiajia | COE 51Talk Online Education Group | SC 13D/A | — | — |
| 12/17/24 | ADVENT INTERNATIONAL, L.P. | ATI Physical Therapy, Inc. (ATIP, ATIPW) | SC 13D/A | — | — |
| 12/17/24 | Tactic Pharma LLC | MNPR Monopar Therapeutics | SC 13D/A | — | — |
| 12/17/24 | Forbion Capital Fund IV Cooperatief U.A. | NewAmsterdam Pharma Co N.V. (NAMS, NAMSW) | SC 13D/A | — | — |
| 12/17/24 | Deutsch Todd | AIM AIM ImmunoTech Inc. | SC 13D/A | — | — |
| 12/17/24 | MAGNOLIA CAPITAL FUND, LP | OMCC OLD MARKET CAPITAL Corp | SC 13D/A | — | — |
| 12/17/24 | STEINBERG JOSEPH S | VTS Vitesse Energy, Inc. | SC 13D/A | — | — |
| 12/17/24 | PGIM Strategic Investments, Inc. | PGIM Private Real Estate Fund, Inc. | SC 13D/A | — | — |
| 12/17/24 | BAKER BROS. ADVISORS LP | BCYC BICYCLE THERAPEUTICS PLC | SC 13D/A | — | — |
| 12/17/24 | Centerbridge Credit Partners Master, L.P. | GTX Garrett Motion Inc. | SC 13D/A | — | — |
| 12/17/24 | Cerberus Capital Management II, L.P. | Eos Energy Enterprises, Inc. (EOSE, EOSEW) | SC 13D/A | — | — |
| 12/17/24 | Frazier Life Sciences X, L.P. | NewAmsterdam Pharma Co N.V. (NAMS, NAMSW) | SC 13D/A | — | — |
| 12/17/24 | Novator Capital Sponsor Ltd. | Better Home & Finance Holding Co (BETR, BETRW) | SC 13D/A | — | — |
| 12/17/24 | RANKIN ALFRED M ET AL | NC NACCO INDUSTRIES INC | SC 13D/A | — | — |
| 12/17/24 | Starke Clifford | FLGC Flora Growth Corp. | SC 13D/A | — | — |
| 12/17/24 | Frischer Charles L | LRFC Logan Ridge Finance Corp. | SC 13D/A | — | — |
| 12/17/24 | Ruiz John Hasan | MSP Recovery, Inc. (LIFW, MSPR, LIFWW, LIFWZ, MSPRW, MSPRZ) | SC 13D/A | — | — |
| 12/17/24 | Hummingbird STAR Trust | KARX Karbon-X Corp. | SC 13D/A | — | — |
| 12/17/24 | RANKIN ALFRED M ET AL | NC NACCO INDUSTRIES INC | SC 13D/A | — | — |
| 12/17/24 | RANKIN ALFRED M ET AL | NC NACCO INDUSTRIES INC | SC 13D/A | — | — |
| 12/17/24 | TEKHILL USA LLC | NEGG Newegg Commerce, Inc. | SC 13D/A | — | — |
| 12/17/24 | ROSEN TERRY J | RCUS Arcus Biosciences, Inc. | SC 13D/A | — | — |
| 12/17/24 | WILKINS III JAMES R | FXNC FIRST NATIONAL CORP /VA/ | SC 13D/A | — | — |
| 12/17/24 | Abu Dhabi Investment Authority | AGL Private Credit Income Fund | SC 13D/A | — | — |
| 12/16/24 | Hou Xiaodi | TSPH TuSimple Holdings Inc. | SC 13D | 12.00M | 4.0% |
| 12/16/24 | Flynn James E | AFIB Acutus Medical, Inc. | SC 13D/A | — | — |
| 12/16/24 | Saba Capital Management, L.P. | BCAT BlackRock Capital Allocation Term Trust | SC 13D/A | — | — |
| 12/16/24 | GARCIA ERNEST C. II | CVNA CARVANA CO. | SC 13D/A | — | — |
| 12/16/24 | AgCentral Energy Pty Ltd. | Vast Renewables Ltd (VSTE, VSTEW) | SC 13D/A | — | — |
| 12/16/24 | PERCEPTIVE ADVISORS LLC | LYRA Lyra Therapeutics, Inc. | SC 13D/A | — | — |
| 12/16/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 12/16/24 | Saba Capital Management, L.P. | NPCT Nuveen Core Plus Impact Fund | SC 13D/A | — | — |
| 12/16/24 | Saba Capital Management, L.P. | BIGZ BlackRock Innovation & Growth Term Trust | SC 13D/A | — | — |
| 12/16/24 | RTW INVESTMENTS, LP | ROCKET PHARMACEUTICALS, INC. (RCKT, RCKTW) | SC 13D/A | — | — |
| 12/13/24 | Podiono Salim | BRIA BrilliA Inc | SC 13D | 14.20M | 8.0% |
| 12/13/24 | NIPPON LIFE INSURANCE CO | 0000905591 (see all company filings) | SC 13D | 121.99M | 6.0% |
| 12/13/24 | Gladstone Companies, Ltd. | William J | SC 13D | 8K | 8.0% |
| 12/13/24 | CHEN Jian | UBXG U-BX Technology Ltd. | SC 13D | 2.76M | 8.0% |
| 12/13/24 | Prestige Financial Holdings Group Ltd. | AURE Prestige Wealth Inc. | SC 13D | 2.24M | 3.0% |
| 12/13/24 | Enviva, LLC | Schedules filed in paper format shall include a signed original and five copies o | SC 13D | 32.23M | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | VTN Invesco Trust for Investment Grade New York Municipals | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | PMFAX PIMCO Flexible Municipal Income Fund | SC 13D/A | — | — |
| 12/13/24 | ORIX CORP | ORA ORMAT TECHNOLOGIES, INC. | SC 13D/A | — | — |
| 12/13/24 | GAMCO INVESTORS, INC. ET AL | MYE MYERS INDUSTRIES INC | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MUA BLACKROCK MUNIASSETS FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NZF Nuveen Municipal Credit Income Fund | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | FMN Federated Hermes Premier Municipal Income Fund | SC 13D/A | — | — |
| 12/13/24 | Richison Chad R. | PAYC Paycom Software, Inc. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | VPV Invesco Pennsylvania Value Municipal Income Trust | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | LEO BNY MELLON STRATEGIC MUNICIPALS, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. | SC 13D/A | — | — |
| 12/13/24 | Nieri Michael P. | United Homes Group, Inc. (UHG, UHGWW) | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NBH NEUBERGER BERMAN MUNICIPAL FUND INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | VCV Invesco California Value Municipal Income Trust | SC 13D/A | — | — |
| 12/13/24 | Coliseum Capital Management, LLC | MODV ModivCare Inc | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | BNY BLACKROCK NEW YORK MUNICIPAL INCOME TRUST | SC 13D/A | — | — |
| 12/13/24 | European Lithium Ltd. | Critical Metals Corp. (CRML, CRMLW) | SC 13D/A | — | — |
| 12/13/24 | TRANSCONTINENTAL REALTY INVESTORS INC | IOR INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ | SC 13D/A | — | — |
| 12/13/24 | Great Elm Group, Inc. | Great Elm Capital Corp. (GECC, GECCH, GECCI, GECCO, GECCZ) | SC 13D/A | — | — |
| 12/13/24 | Mill Road Capital III, L.P. | NGS NATURAL GAS SERVICES GROUP INC | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MQY BLACKROCK MUNIYIELD QUALITY FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | Australia Wanda International Co Ltd | PAIYY Aesthetic Medical International Holdings Group Ltd | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NEA Nuveen AMT-Free Quality Municipal Income Fund | SC 13D/A | — | — |
| 12/13/24 | D2BW Ltd | Arqit Quantum Inc. (ARQQ, ARQQW) | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | OIA Invesco Municipal Income Opportunities Trust | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | VKI Invesco Advantage Municipal Income Trust II | SC 13D/A | — | — |
| 12/13/24 | Northern Right Capital Management, L.P. | Great Elm Capital Corp. (GECC, GECCH, GECCI, GECCO, GECCZ) | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NAD Nuveen Quality Municipal Income Fund | SC 13D/A | — | — |
| 12/13/24 | 210 Capital, LLC | PX P10, Inc. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | BTA BlackRock Long-Term Municipal Advantage Trust | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | Q Global Capital Management, L.P. | MODV ModivCare Inc | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MYD BLACKROCK MUNIYIELD FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | THG Securities Fund, L.P. | AE ADAMS RESOURCES & ENERGY, INC. | SC 13D/A | — | — |
| 12/13/24 | Teknovekst Invest AS | FREYR Battery | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NMS Nuveen Minnesota Quality Municipal Income Fund | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | DMF BNY MELLON MUNICIPAL INCOME, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MHN BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | NMCO Nuveen Municipal Credit Opportunities Fund | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | MUI BLACKROCK MUNICIPAL INCOME FUND, INC. | SC 13D/A | — | — |
| 12/13/24 | BANK OF AMERICA CORP /DE/ | AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | SC 13D/A | — | — |
| 12/12/24 | Dream Chasers Capital Group LLC | CARV CARVER BANCORP INC | SC 13D/A | — | — |
| 12/12/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 12/12/24 | Saba Capital Management, L.P. | GF NEW GERMANY FUND INC | SC 13D/A | — | — |
| 12/12/24 | Bayou Well Holdings Company, LLC | RNGR Ranger Energy Services, Inc. | SC 13D/A | — | — |
| 12/12/24 | SIT INVESTMENT ASSOCIATES INC | ENX Eaton Vance New York Municipal Bond Fund | SC 13D/A | — | — |
| 12/12/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 12/12/24 | Polaris Venture Partners V, L.P. | IVVD Invivyd, Inc. | SC 13D/A | — | — |
| 12/12/24 | Saba Capital Management, L.P. | VPV Invesco Pennsylvania Value Municipal Income Trust | SC 13D/A | — | — |
| 12/12/24 | Insight Venture Partners X, L.P. | S SentinelOne, Inc. | SC 13D/A | — | — |
| 12/12/24 | ALGONQUIN POWER & UTILITIES CORP. | AY Atlantica Sustainable Infrastructure plc | SC 13D/A | — | — |
| 12/12/24 | PAVmed Inc. | LUCD Lucid Diagnostics Inc. | SC 13D/A | — | — |
| 12/12/24 | GAMCO INVESTORS, INC. ET AL | Paramount Global (PARA, PARAA) | SC 13D/A | — | — |
| 12/12/24 | Murphy-Chutorian Douglas | SMLR Semler Scientific, Inc. | SC 13D/A | — | — |
| 12/12/24 | Chan Heng Fai Ambrose | DSS DSS, INC. | SC 13D/A | — | — |
| 12/12/24 | ARES MANAGEMENT LLC | FYBR Frontier Communications Parent, Inc. | SC 13D/A | — | — |
| 12/12/24 | Wildcat Capital Management, LLC | SKLZ Skillz Inc. | SC 13D/A | — | — |
| 12/12/24 | DCM IV L P | GCT GigaCloud Technology Inc | SC 13D/A | — | — |
| 12/12/24 | Edison Partners VIII, LP | MoneyLion Inc. | SC 13D/A | — | — |
| 12/12/24 | L5 Capital Inc. | BriaCell Therapeutics Corp. (BCTX, BCTXW) | SC 13D/A | — | — |
| 12/12/24 | Kaival Holdings, LLC | KAVL Kaival Brands Innovations Group, Inc. | SC 13D/A | — | — |
| 12/12/24 | Kamin Peter | PMD PSYCHEMEDICS CORP | SC 13D/A | — | — |
| 12/12/24 | Wilson Dennis J. | AS Amer Sports, Inc. | SC 13D/A | — | — |
| 12/12/24 | Castle Creek Capital Partners VII, LP | CFBK CF BANKSHARES INC. | SC 13D/A | — | — |
| 12/12/24 | FRANKLIN RESOURCES INC | Franklin BSP Real Estate Debt BDC | SC 13D/A | — | — |
| 12/12/24 | Insight Venture Partners X, L.P. | NCNO nCino, Inc. | SC 13D/A | — | — |
| 12/12/24 | Simanson Gary A | Thunder Bridge Capital Partners IV, Inc. (THCP, THCPU, THCPW) | SC 13D/A | — | — |
| 12/12/24 | Prospect Floating Rate & Alternative Income Fund, Inc. | Prospect Floating Rate & Alternative Income Fund, Inc. | SC 13D/A | — | — |
| 12/12/24 | SIT INVESTMENT ASSOCIATES INC | PPT PUTNAM PREMIER INCOME TRUST | SC 13D/A | — | — |
| 12/12/24 | FMR LLC | Fidelity Multi-Strategy Credit Fund | SC 13D/A | — | — |
| 12/12/24 | Saba Capital Management, L.P. | VTN Invesco Trust for Investment Grade New York Municipals | SC 13D/A | — | — |
| 12/11/24 | Forager Fund, L.P. | 0001539281 (see all company filings) | SC 13D | 4.20M | 7.0% |
| 12/11/24 | Tang Jian | ICLK iClick Interactive Asia Group Ltd | SC 13D/A | — | — |
| 12/11/24 | Andreessen Horowitz Fund IV, L.P. | IOT Samsara Inc. | SC 13D/A | — | — |
| 12/11/24 | ROWAN MARC J | Apollo Global Management, Inc. (APO, APOS, APO-PA) | SC 13D/A | — | — |
| 12/11/24 | Bloom Retirement Holdings Inc. | Finance of America Companies Inc. (FOA, FOACW) | SC 13D/A | — | — |
| 12/11/24 | LANDSEA HOLDINGS CORP | Landsea Homes Corp (LSEA, LSEAW) | SC 13D/A | — | — |
| 12/11/24 | Hu Yucheng | MPU Mega Matrix Inc | SC 13D/A | — | — |
| 12/11/24 | WELLS FARGO & COMPANY/MN | NAD Nuveen Quality Municipal Income Fund | SC 13D/A | — | — |
| 12/11/24 | Ourgame International Holdings Ltd | AGAE Allied Gaming & Entertainment Inc. | SC 13D/A | — | — |
| 12/11/24 | Kaufman Kapital LLC | BOF BranchOut Food Inc. | SC 13D/A | — | — |
| 12/11/24 | Saba Capital Management, L.P. | ASGI abrdn Global Infrastructure Income Fund | SC 13D/A | — | — |
| 12/11/24 | Alta Fox Opportunities Fund, LP | DAKT DAKTRONICS INC /SD/ | SC 13D/A | — | — |
| 12/10/24 | Leck Li Peng | 0001949400 (see all company filings) | SC 13D | 16.51M | 4.0% |
| 12/10/24 | Pillo Portsmouth Holding Company, LLC | ABX Abacus Life, Inc. | SC 13D | 5.93M | 2.0% |
| 12/10/24 | EBRAHIMI FARHAD FRED | Schedules filed in paper format shall include a signed original and five copies o | SC 13D | 160 | 2.0% |
| 12/10/24 | Nordicus Partners Corp | Schedules filed in paper format shall include a signed original and five copies o | SC 13D | 3.14M | 9.0% |
| 12/10/24 | Nordicus Partners Corp | Schedules filed in paper format shall include a signed original and five copies o | SC 13D | 916K | 3.0% |
| 12/10/24 | New Mountain Guardian IV Rated Feeder I, LTD | New Mountain Guardian IV BDC, L.L.C. | SC 13D/A | — | — |
| 12/10/24 | BT DE Investments Inc. | OGI ORGANIGRAM HOLDINGS INC. | SC 13D/A | — | — |
| 12/10/24 | Starboard Value LP | ALIT Alight, Inc. / Delaware | SC 13D/A | — | — |
| 12/10/24 | New Mountain Guardian Investments IV, L.L.C. | New Mountain Guardian IV BDC, L.L.C. | SC 13D/A | — | — |
| 12/10/24 | Sugimoto Hiroyuki | SYT SYLA Technologies Co., Ltd. | SC 13D/A | — | — |
| 12/10/24 | BAKER BROS. ADVISORS LP | BeiGene, Ltd. (BGNE, BEIGF) | SC 13D/A | — | — |
| 12/10/24 | D2BW Ltd | Arqit Quantum Inc. (ARQQ, ARQQW) | SC 13D/A | — | — |
| 12/10/24 | Axonic Capital LLC | Power REIT (PW, PW-PA) | SC 13D/A | — | — |
| 12/10/24 | Star Equity Fund, LP | ENSV Enservco Corp | SC 13D/A | — | — |
| 12/10/24 | RANKIN ALFRED M ET AL | HBB Hamilton Beach Brands Holding Co | SC 13D/A | — | — |
| 12/10/24 | Abu Dhabi Investment Authority | ReNew Energy Global plc (RNW, RNWWW) | SC 13D/A | — | — |
| 12/10/24 | RANKIN ALFRED M ET AL | HBB Hamilton Beach Brands Holding Co | SC 13D/A | — | — |
| 12/10/24 | Northern Right Capital Management, L.P. | Great Elm Group, Inc. (GEG, GEGGL) | SC 13D/A | — | — |
| 12/10/24 | New Mountain Guardian IV Rated Feeder III, Ltd. | New Mountain Guardian IV BDC, L.L.C. | SC 13D/A | — | — |
| 12/10/24 | Alteral Therapeutics ApS | Nordicus Partners Corp (NORD, NORDD) | SC 13D/A | — | — |
| 12/10/24 | ANLLIAN Sports Products Ltd | AS Amer Sports, Inc. | SC 13D/A | — | — |
| 12/10/24 | LAUDER AERIN | EL ESTEE LAUDER COMPANIES INC | SC 13D/A | — | — |
| 12/10/24 | GK Partners ApS | Nordicus Partners Corp (NORD, NORDD) | SC 13D/A | — | — |
| 12/10/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 12/10/24 | Sinha Sumant | ReNew Energy Global plc (RNW, RNWWW) | SC 13D/A | — | — |
| 12/10/24 | CANADA PENSION PLAN INVESTMENT BOARD | ReNew Energy Global plc (RNW, RNWWW) | SC 13D/A | — | — |
| 12/10/24 | Edison Partners VIII, LP | MONEYLION INC. (ML, ML-WT) | SC 13D/A | — | — |
| 12/10/24 | New Mountain Guardian IV Income Rated Feeder II, Ltd. | New Mountain Guardian IV Income Fund, L.L.C. | SC 13D/A | — | — |
| 12/10/24 | Tkach Mark | RMBL RumbleOn, Inc. | SC 13D/A | — | — |
| 12/10/24 | L5 Capital Inc. | BriaCell Therapeutics Corp. (BCTX, BCTXW) | SC 13D/A | — | — |
| 12/10/24 | THOMPSON DAVIS & CO., INC. | SMID SMITH MIDLAND CORP | SC 13D/A | — | — |
| 12/10/24 | ECP ControlCo, LLC | CTOS Custom Truck One Source, Inc. | SC 13D/A | — | — |
| 12/10/24 | Dune Acquisition Holdings LLC | Global Gas Corp (HGAS, HGASW) | SC 13D/A | — | — |
| 12/09/24 | INFORMA PLC | 0001343894 (see all company filings) | SC 13D | 41.65M | 9.0% |
| 12/09/24 | MAYS J W INC | Daniel Woodard McDermott Will & Emery LLP One Vanderbilt Avenue New York | SC 13D | 114K | 6.0% |
| 12/09/24 | Namdar Family Holding LLC | Signature Bank Corp | SC 13D | 160 | 3.0% |
| 12/09/24 | Riverstone Echo Continuation Holdings, L.P. | EVVAQ Enviva Inc. | SC 13D/A | — | — |
| 12/09/24 | AnKe Technology Co Ltd | LU Lufax Holding Ltd | SC 13D/A | — | — |
| 12/09/24 | Cerberus Capital Management, L.P. | FYBR Frontier Communications Parent, Inc. | SC 13D/A | — | — |
| 12/09/24 | TOWERVIEW LLC | GASS StealthGas Inc. | SC 13D/A | — | — |
| 12/09/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 12/09/24 | Sordoni Giordano | Xos, Inc. (XOS, XOSWW) | SC 13D/A | — | — |
| 12/09/24 | LAUDER JANE | EL ESTEE LAUDER COMPANIES INC | SC 13D/A | — | — |
| 12/09/24 | Lauder Jane A. Trust u/a/d 11/6/2003 | EL ESTEE LAUDER COMPANIES INC | SC 13D/A | — | — |
| 12/09/24 | SANSONE ADVISORS, LLC | INFU InfuSystem Holdings, Inc | SC 13D/A | — | — |
| 12/09/24 | EITAN YARON | MRAI Marpai, Inc. | SC 13D/A | — | — |
| 12/09/24 | Saba Capital Management, L.P. | NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | SC 13D/A | — | — |
| 12/09/24 | CROSSLINK CAPITAL INC | WEAV Weave Communications, Inc. | SC 13D/A | — | — |
| 12/09/24 | Saba Capital Management, L.P. | NMAI Nuveen Multi-Asset Income Fund | SC 13D/A | — | — |
| 12/09/24 | Packaging Finance Ltd | PTVE Pactiv Evergreen Inc. | SC 13D/A | — | — |
| 12/09/24 | Glencore plc | LICY Li-Cycle Holdings Corp. | SC 13D/A | — | — |
| 12/09/24 | Foundation Capital VIII, L.P. | Doma Holdings, Inc. | SC 13D/A | — | — |
| 12/09/24 | Juvenescence Ltd | SER Serina Therapeutics, Inc. | SC 13D/A | — | — |
| 12/09/24 | Starboard Value LP | HR Healthcare Realty Trust Inc | SC 13D/A | — | — |
| 12/09/24 | Saba Capital Management, L.P. | LGI LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | SC 13D/A | — | — |
| 12/09/24 | Saba Capital Management, L.P. | EVM Eaton Vance California Municipal Bond Fund | SC 13D/A | — | — |
| 12/09/24 | Ocean Capital LLC | Puerto Rico Residents Tax-Free Fund, Inc. | SC 13D/A | — | — |
| 12/09/24 | STILWELL JOSEPH | Wheeler Real Estate Investment Trust, Inc. (WHLR, WHLRD, WHLRL, WHLRP) | SC 13D/A | — | — |
| 12/09/24 | Eagle Equity Partners IV, LLC | Bold Eagle Acquisition Corp. (BEAG, BEAGU) | SC 13D/A | — | — |
| 12/09/24 | Q Global Capital Management, L.P. | MODV ModivCare Inc | SC 13D/A | — | — |
| 12/09/24 | Derycz Peter | RSSS Research Solutions, Inc. | SC 13D/A | — | — |
| 12/09/24 | Invus, L.P. | LXRX LEXICON PHARMACEUTICALS, INC. | SC 13D/A | — | — |
| 12/09/24 | Ocean Capital LLC | Puerto Rico Residents Tax-Free Fund IV, Inc. | SC 13D/A | — | — |
| 12/09/24 | SAN FAUSTIN S.A. | TENARIS SA (TS, TNRSF) | SC 13D/A | — | — |
| 12/09/24 | Saba Capital Management, L.P. | VMO Invesco Municipal Opportunity Trust | SC 13D/A | — | — |
| 12/09/24 | Semler Dakota | Xos, Inc. (XOS, XOSWW) | SC 13D/A | — | — |
| 12/09/24 | Owl Creek Asset Management, L.P. | ATEX Anterix Inc. | SC 13D/A | — | — |
| 12/09/24 | Lu James Fu Bin | Grindr Inc. (GRND, GRND-WT) | SC 13D/A | — | — |
| 12/09/24 | Conversant Capital LLC | United Homes Group, Inc. (UHG, UHGWW) | SC 13D/A | — | — |
| 12/06/24 | PANTAGES CAPITAL ACQUISITION Corp | Schedules filed in paper format shall include a signed original and five copies o | SC 13D | 2.18M | 8.0% |
| 12/06/24 | Shuda Scott | INFU InfuSystem Holdings, Inc | SC 13D/A | — | — |
| 12/06/24 | Saba Capital Management, L.P. | CPZ Calamos Long/Short Equity & Dynamic Income Trust | SC 13D/A | — | — |
| 12/06/24 | FRANKLIN RESOURCES INC | CPRDX Clarion Partners Real Estate Income Fund Inc. | SC 13D/A | — | — |
| 12/06/24 | Columbia Capital IV, LLC | NEXTNAV INC. (NN, NNAVW, NXNVW) | SC 13D/A | — | — |
| 12/06/24 | Glendon Capital Management LP | ICDI Independence Contract Drilling, Inc. | SC 13D/A | — | — |
| 12/06/24 | MADDEN LARRY | DSP Viant Technology Inc. | SC 13D/A | — | — |
| 12/06/24 | Boxer Capital Management, LLC | TYRA Tyra Biosciences, Inc. | SC 13D/A | — | — |
| 12/06/24 | Pershing Edward | PVCT PROVECTUS BIOPHARMACEUTICALS, INC. | SC 13D/A | — | — |
| 12/06/24 | Redmile Group, LLC | STTK Shattuck Labs, Inc. | SC 13D/A | — | — |
| 12/06/24 | PineBridge GEM II G.P., L.P. | IBEX IBEX Ltd | SC 13D/A | — | — |
| 12/06/24 | MSD Partners, L.P. | ICDI Independence Contract Drilling, Inc. | SC 13D/A | — | — |
| 12/06/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 12/06/24 | Castle Creek Capital Partners VIII, LP | Bridgewater Bancshares Inc (BWB, BWBBP) | SC 13D/A | — | — |
| 12/06/24 | SHERWOOD NED L | BRN BARNWELL INDUSTRIES INC | SC 13D/A | — | — |
| 12/06/24 | Bandera Partners LLC | IVFH INNOVATIVE FOOD HOLDINGS INC | SC 13D/A | — | — |
| 12/06/24 | Zhou Yahui | OPRA Opera Ltd | SC 13D/A | — | — |
| 12/06/24 | Haurwitz Rachel E. | CRBU Caribou Biosciences, Inc. | SC 13D/A | — | — |
| 12/06/24 | Patel Samir Rashmikant | AKTX Akari Therapeutics Plc | SC 13D/A | — | — |
| 12/06/24 | Saba Capital Management, L.P. | AOD abrdn Total Dynamic Dividend Fund | SC 13D/A | — | — |
| 12/06/24 | D&D Source of Life Holding Ltd. | REED REED'S, INC. | SC 13D/A | — | — |
| 12/06/24 | JD.com, Inc. | TOUR Tuniu Corp | SC 13D/A | — | — |
| 12/06/24 | Giraud Damon Jay | DMN Damon Inc. | SC 13D/A | — | — |
| 12/05/24 | Beck Peter | RKLB Rocket Lab USA, Inc. | SC 13D/A | — | — |
| 12/05/24 | Cannae Holdings, Inc. | ALIT Alight, Inc. / Delaware | SC 13D/A | — | — |
| 12/05/24 | Hsieh Anthony Li | LDI loanDepot, Inc. | SC 13D/A | — | — |
| 12/05/24 | ALPHA CAPITAL ANSTALT | BNRG Brenmiller Energy Ltd. | SC 13D/A | — | — |
| 12/05/24 | Kamin Peter | PMD PSYCHEMEDICS CORP | SC 13D/A | — | — |
| 12/05/24 | Antfin (Hong Kong) Holding Ltd | Global Blue Group Holding AG (GB, GB-WT) | SC 13D/A | — | — |
| 12/05/24 | 210 Capital, LLC | PX P10, Inc. | SC 13D/A | — | — |
| 12/05/24 | Brem Monte M | STEP StepStone Group Inc. | SC 13D/A | — | — |
| 12/05/24 | SCHULER JACK W | AXDX Accelerate Diagnostics, Inc | SC 13D/A | — | — |
| 12/05/24 | Plaisance Capital LLC | PCYO PURE CYCLE CORP | SC 13D/A | — | — |
| 12/05/24 | GOLDMAN JANE H | MAYS MAYS J W INC | SC 13D/A | — | — |
| 12/05/24 | Liu Huan | CTNT CHEETAH NET SUPPLY CHAIN SERVICE INC. | SC 13D/A | — | — |
| 12/05/24 | Cove Street Capital, LLC | RSSS Research Solutions, Inc. | SC 13D/A | — | — |
| 12/05/24 | L5 Capital Inc. | BriaCell Therapeutics Corp. (BCTX, BCTXW) | SC 13D/A | — | — |
| 12/05/24 | ARES MANAGEMENT LLC | FYBR Frontier Communications Parent, Inc. | SC 13D/A | — | — |
| 12/04/24 | Legion Partners Asset Management, LLC | CCO Clear Channel Outdoor Holdings, Inc. | SC 13D/A | — | — |
| 12/04/24 | Bello John | REED REED'S, INC. | SC 13D/A | — | — |
| 12/04/24 | BROWNING WEST LP | GIL Gildan Activewear Inc. | SC 13D/A | — | — |
| 12/04/24 | Grant Stuart M. | EYEN EYENOVIA, INC. | SC 13D/A | — | — |
| 12/04/24 | CARLIN GREGORY A | RSI Rush Street Interactive, Inc. | SC 13D/A | — | — |
| 12/04/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 12/04/24 | Cohn Charles K. | NRDY Nerdy Inc. | SC 13D/A | — | — |
| 12/04/24 | Bayou Well Holdings Company, LLC | RNGR Ranger Energy Services, Inc. | SC 13D/A | — | — |
| 12/04/24 | International Finance Corp | LSAK LESAKA TECHNOLOGIES INC | SC 13D/A | — | — |
| 12/04/24 | Bain Capital SIP Investments, LP | Bain Capital Private Credit | SC 13D/A | — | — |
| 12/04/24 | HHLR ADVISORS, LTD. | BeiGene, Ltd. (BGNE, BEIGF) | SC 13D/A | — | — |
| 12/04/24 | BANK OF AMERICA CORP /DE/ | VTN Invesco Trust for Investment Grade New York Municipals | SC 13D/A | — | — |
| 12/04/24 | Pacific Alliance Group Ltd | IQ iQIYI, Inc. | SC 13D/A | — | — |
| 12/04/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 12/04/24 | Litinsky James H. | MP MP Materials Corp. / DE | SC 13D/A | — | — |
| 12/04/24 | Saba Capital Management, L.P. | VMO Invesco Municipal Opportunity Trust | SC 13D/A | — | — |
| 12/04/24 | JCP Investment Management, LLC | RRGB RED ROBIN GOURMET BURGERS INC | SC 13D/A | — | — |
| 12/04/24 | New Enterprise Associates 15, L.P. | SNTI Senti Biosciences, Inc. | SC 13D/A | — | — |
| 12/04/24 | BANK OF AMERICA CORP /DE/ | VPV Invesco Pennsylvania Value Municipal Income Trust | SC 13D/A | — | — |
| 12/04/24 | BEPLATE DOUGLAS K | UEEC United Health Products, Inc. | SC 13D/A | — | — |
| 12/04/24 | BIOTECHNOLOGY VALUE FUND L P | OLMA Olema Pharmaceuticals, Inc. | SC 13D/A | — | — |
| 12/03/24 | Hoche Partners Pharma Holding S.A. | Procaps Group, S.A. (PROC, PROCW) | SC 13D/A | — | — |
| 12/03/24 | Avidity Partners Management LP | DNTH Dianthus Therapeutics, Inc. /DE/ | SC 13D/A | — | — |
| 12/03/24 | LONG BALL PARTNERS LLC | Great Elm Group, Inc. (GEG, GEGGL) | SC 13D/A | — | — |
| 12/03/24 | Castle Creek Capital Partners VII, LP | CFBK CF BANKSHARES INC. | SC 13D/A | — | — |
| 12/03/24 | Rifles Trust | Exela Technologies, Inc. (XELA, XELAP) | SC 13D/A | — | — |
| 12/03/24 | Yuto Yoshiyuki | SYT SYLA Technologies Co., Ltd. | SC 13D/A | — | — |
| 12/03/24 | KHOSLA VENTURES SEED B, L.P. | RKLB Rocket Lab USA, Inc. | SC 13D/A | — | — |
| 12/03/24 | GLOBAL VALUE INVESTMENT CORP. | FLNT Fluent, Inc. | SC 13D/A | — | — |
| 12/03/24 | Coliseum Capital Management, LLC | UTI UNIVERSAL TECHNICAL INSTITUTE INC | SC 13D/A | — | — |
| 12/03/24 | Otto Alexander | SITE Centers Corp. (SITC, SITC-PA) | SC 13D/A | — | — |
| 12/03/24 | COHEN DANIEL G | COHN Cohen & Co Inc. | SC 13D/A | — | — |
| 12/03/24 | KKR Alternative Assets LLC | KKR Real Estate Select Trust Inc. | SC 13D/A | — | — |
| 12/03/24 | Saba Capital Management, L.P. | NPCT Nuveen Core Plus Impact Fund | SC 13D/A | — | — |
| 12/03/24 | Sugimoto Hiroyuki | SYT SYLA Technologies Co., Ltd. | SC 13D/A | — | — |
| 12/03/24 | RENBAUM BARRY J. | FMFG Farmers & Merchants Bancshares, Inc. | SC 13D/A | — | — |
| 12/03/24 | Invesco Realty, Inc. | Invesco Commercial Real Estate Finance Trust, Inc. | SC 13D/A | — | — |
| 12/03/24 | Brafman Lester Raymond | COHN Cohen & Co Inc. | SC 13D/A | — | — |
| 12/03/24 | Winvest Investment Fund Management Corp. | LGMK LogicMark, Inc. | SC 13D/A | — | — |
| 12/02/24 | Tuscany Shipping Corp. | OP OceanPal Inc. | SC 13D/A | — | — |
| 12/02/24 | Converium Capital Inc. | FSP FRANKLIN STREET PROPERTIES CORP /MA/ | SC 13D/A | — | — |
| 12/02/24 | STEEL PARTNERS HOLDINGS L.P. | STCN Steel Connect, Inc. | SC 13D/A | — | — |
| 12/02/24 | Otto Alexander | SITE Centers Corp. (SITC, SITC-PA) | SC 13D/A | — | — |
| 12/02/24 | FRANKLIN RESOURCES INC | Franklin BSP Private Credit Fund | SC 13D/A | — | — |
| 12/02/24 | Siminoff James W | LTCH Latch, Inc. | SC 13D/A | — | — |
| 12/02/24 | Papatrifon Eleftherios | OP OceanPal Inc. | SC 13D/A | — | — |
| 12/02/24 | Juniper Investment Company, LLC | LINC LINCOLN EDUCATIONAL SERVICES CORP | SC 13D/A | — | — |
| 12/02/24 | FIG Buyer GP, LLC | ATI Physical Therapy, Inc. (ATIP, ATIPW) | SC 13D/A | — | — |
| 12/02/24 | Novator Capital Sponsor Ltd. | Better Home & Finance Holding Co (BETR, BETRW) | SC 13D/A | — | — |
| 12/02/24 | STADIUM CAPITAL MANAGEMENT LLC | SNBR Sleep Number Corp | SC 13D/A | — | — |
| 12/02/24 | Anamar Investments Inc | OP OceanPal Inc. | SC 13D/A | — | — |
| 12/02/24 | HELU CARLOS SLIM | PBF PBF Energy Inc. | SC 13D/A | — | — |
| 12/02/24 | Abra Marinvest Inc. | OP OceanPal Inc. | SC 13D/A | — | — |
| 11/29/24 | Cummins Wes | APLD Applied Digital Corp. | SC 13D/A | — | — |
| 11/29/24 | Goodman Anthony Brian | GMGI Golden Matrix Group, Inc. | SC 13D/A | — | — |
| 11/29/24 | 180 DEGREE CAPITAL CORP. /NY/ | PBPB POTBELLY CORP | SC 13D/A | — | — |
| 11/29/24 | GAMCO INVESTORS, INC. ET AL | STRT STRATTEC SECURITY CORP | SC 13D/A | — | — |
| 11/29/24 | Mor George Adi | CMMB Chemomab Therapeutics Ltd. | SC 13D/A | — | — |
| 11/29/24 | Viessmann Generations Group GmbH & Co. KG | CARR CARRIER GLOBAL Corp | SC 13D/A | — | — |
| 11/29/24 | VASHOVSKY STANLEY | DCGO DocGo Inc. | SC 13D/A | — | — |
| 11/29/24 | Chang Raymond Nobu | AGFY Agrify Corp | SC 13D/A | — | — |
| 11/29/24 | GLOBAL VALUE INVESTMENT CORP. | RMCF Rocky Mountain Chocolate Factory, Inc. | SC 13D/A | — | — |
| 11/29/24 | Resolute Compo Holdings LLC | CompoSecure, Inc. (CMPO, CMPOW) | SC 13D/A | — | — |
| 11/29/24 | Ahanzhai Development Ltd | BGM BGM Group Ltd. | SC 13D/A | — | — |
| 11/29/24 | Chan I-Tseng Jenny | AGFY Agrify Corp | SC 13D/A | — | — |
| 11/29/24 | Famatown Finance Ltd | Valaris Ltd (VAL, VAL-WT) | SC 13D/A | — | — |
| 11/27/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 11/27/24 | Impactive Capital LP | SLM Corp (SLM, SLMBP) | SC 13D/A | — | — |
| 11/27/24 | Deer X & Co. L.P. | Rigetti Computing, Inc. (RGTI, RGTIW) | SC 13D/A | — | — |
| 11/27/24 | MSD Partners, L.P. | ICDI Independence Contract Drilling, Inc. | SC 13D/A | — | — |
| 11/27/24 | Abu Dhabi Investment Authority | Senior Credit Investments, LLC | SC 13D/A | — | — |
| 11/27/24 | AINOS INC | Ainos, Inc. (AIMD, AIMDW) | SC 13D/A | — | — |
| 11/27/24 | Mulacek Phil E | EP EMPIRE PETROLEUM CORP | SC 13D/A | — | — |
| 11/27/24 | Chubu Global Investment Americas Inc. | NUSCALE POWER Corp (SMR, SMR-WT) | SC 13D/A | — | — |
| 11/27/24 | AgCentral Energy Pty Ltd. | Vast Renewables Ltd (VSTE, VSTEW) | SC 13D/A | — | — |
| 11/27/24 | CD&R Channel Holdings II, L.P. | REZI RESIDEO TECHNOLOGIES, INC. | SC 13D/A | — | — |
| 11/27/24 | GAMCO INVESTORS, INC. ET AL | READING INTERNATIONAL INC (RDI, RDIB) | SC 13D/A | — | — |
| 11/27/24 | PGIM Strategic Investments, Inc. | PGIM Private Real Estate Fund, Inc. | SC 13D/A | — | — |
| 11/27/24 | RENBAUM BARRY J. | FMFG Farmers & Merchants Bancshares, Inc. | SC 13D/A | — | — |
| 11/27/24 | Palm Management (US) LLC | VEEE Twin Vee PowerCats, Co. | SC 13D/A | — | — |
| 11/27/24 | GOTTWALD BRUCE C | NEU NEWMARKET CORP | SC 13D/A | — | — |
| 11/27/24 | Pentwater Capital Management LP | PSTX Poseida Therapeutics, Inc. | SC 13D/A | — | — |
| 11/27/24 | 210 Capital, LLC | PX P10, Inc. | SC 13D/A | — | — |
| 11/27/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 11/27/24 | Alpha Frontier Ltd | PLTK Playtika Holding Corp. | SC 13D/A | — | — |
| 11/27/24 | CARLIN GREGORY A | RSI Rush Street Interactive, Inc. | SC 13D/A | — | — |
| 11/27/24 | CANTOR FITZGERALD, L. P. | Satellogic Inc. (SATL, SATLW) | SC 13D/A | — | — |
| 11/27/24 | BlackRock, Inc. | ENV ENVESTNET, INC. | SC 13D/A | — | — |
| 11/27/24 | GAMCO INVESTORS, INC. ET AL | MPTI M-tron Industries, Inc. | SC 13D/A | — | — |
| 11/27/24 | GOTTWALD THOMAS E | NEU NEWMARKET CORP | SC 13D/A | — | — |
| 11/27/24 | Apollo Principal Holdings A GP Ltd | HGV Hilton Grand Vacations Inc. | SC 13D/A | — | — |
| 11/27/24 | Philotimo Fund, LP | EGAN EGAIN Corp | SC 13D/A | — | — |
| 11/27/24 | ESL PARTNERS, L.P. | AN AUTONATION, INC. | SC 13D/A | — | — |
| 11/27/24 | Mazur Leonard L | CTXR Citius Pharmaceuticals, Inc. | SC 13D/A | — | — |
| 11/27/24 | Glendon Capital Management LP | ICDI Independence Contract Drilling, Inc. | SC 13D/A | — | — |
| 11/27/24 | CROSSLINK CAPITAL INC | WEAV Weave Communications, Inc. | SC 13D/A | — | — |
| 11/26/24 | Manning Paul B | VRCA Verrica Pharmaceuticals Inc. | SC 13D/A | — | — |
| 11/26/24 | Zhang Shaowei | FHSEY First High-School Education Group Co., Ltd. | SC 13D/A | — | — |
| 11/26/24 | MAGNOLIA CAPITAL FUND, LP | OMCC OLD MARKET CAPITAL Corp | SC 13D/A | — | — |
| 11/26/24 | Meckler Jeffrey A | INDP Indaptus Therapeutics, Inc. | SC 13D/A | — | — |
| 11/26/24 | RA CAPITAL MANAGEMENT, L.P. | CDTX Cidara Therapeutics, Inc. | SC 13D/A | — | — |
| 11/26/24 | Saba Capital Management, L.P. | MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. | SC 13D/A | — | — |
| 11/26/24 | Saba Capital Management, L.P. | GENERAL AMERICAN INVESTORS CO INC (GAM, GAM-PB) | SC 13D/A | — | — |
| 11/26/24 | Tsantanis Stamatios | USEA United Maritime Corp | SC 13D/A | — | — |
| 11/26/24 | ABUHOFF JACK | INOD INNODATA INC | SC 13D/A | — | — |
| 11/26/24 | Saba Capital Management, L.P. | LGI LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | SC 13D/A | — | — |
| 11/26/24 | Saba Capital Management, L.P. | NFJ Virtus Dividend, Interest & Premium Strategy Fund | SC 13D/A | — | — |
| 11/26/24 | Fund 1 Investments, LLC | DXLG DESTINATION XL GROUP, INC. | SC 13D/A | — | — |
| 11/26/24 | KLINSKY STEVEN B | New Mountain Finance Corp (NMFC, NMFCZ) | SC 13D/A | — | — |
| 11/26/24 | ONEOK INC /NEW/ | ENLC EnLink Midstream, LLC | SC 13D/A | — | — |
| 11/26/24 | Saba Capital Management, L.P. | SABA Saba Capital Income & Opportunities Fund II | SC 13D/A | — | — |
| 11/26/24 | Castle Creek Capital Partners VII, LP | CFBK CF BANKSHARES INC. | SC 13D/A | — | — |
| 11/26/24 | CM BERMUDA Ltd | SiriusPoint Ltd (SPNT, SSPFF, SPNT-PB) | SC 13D/A | — | — |
| 11/26/24 | Chan Heng Fai Ambrose | HWH HWH International Inc. | SC 13D/A | — | — |
| 11/26/24 | Gulf Hungary Holding Korlatolt Felelossegu Tarsasag | KWR QUAKER CHEMICAL CORP | SC 13D/A | — | — |
| 11/26/24 | Zhonghuan Singapore Investment & Development Pte. Ltd. | MAXN Maxeon Solar Technologies, Ltd. | SC 13D/A | — | — |
| 11/26/24 | CGI Magyar Holdings LLC | Compass Diversified Holdings (CODI, CODI-PA, CODI-PB, CODI-PC) | SC 13D/A | — | — |
| 11/26/24 | 8 Rivers Capital, LLC | NET Power Inc. (NPWR, NPWR-WT) | SC 13D/A | — | — |
| 11/26/24 | Abu Dhabi Investment Authority | AGL Private Credit Income Fund | SC 13D/A | — | — |
| 11/25/24 | Seldin David | Nuburu, Inc. (BURU, BURUW) | SC 13D/A | — | — |
| 11/25/24 | STADIUM CAPITAL MANAGEMENT LLC | SNBR Sleep Number Corp | SC 13D/A | — | — |
| 11/25/24 | AgCentral Energy Pty Ltd. | Vast Renewables Ltd (VSTE, VSTEW) | SC 13D/A | — | — |
| 11/25/24 | Silver Point Capital L.P. | GPOR GULFPORT ENERGY CORP | SC 13D/A | — | — |
| 11/25/24 | MANCHESTER MANAGEMENT CO LLC | MODD Modular Medical, Inc. | SC 13D/A | — | — |
| 11/25/24 | Lazar David E. | LQR LQR House Inc. | SC 13D/A | — | — |
| 11/25/24 | SRINIVASAN MALLIKA | AGCO AGCO CORP /DE | SC 13D/A | — | — |
| 11/25/24 | Ocean Capital LLC | Puerto Rico Residents Tax-Free Fund IV, Inc. | SC 13D/A | — | — |
| 11/25/24 | Saba Capital Management, L.P. | HIE Miller/Howard High Income Equity Fund | SC 13D/A | — | — |
| 11/25/24 | NEXTERA ENERGY INC | KKR FS Income Trust | SC 13D/A | — | — |
| 11/25/24 | Chavez Manuel III | BEEP Mobile Infrastructure Corp | SC 13D/A | — | — |
| 11/25/24 | Argos SEM, LLC | SUM Summit Materials, Inc. | SC 13D/A | — | — |
| 11/25/24 | Mudrick Capital Management, L.P. | Vertical Aerospace Ltd. (EVTL, EVTL-WT) | SC 13D/A | — | — |
| 11/25/24 | Saba Capital Management, L.P. | ADX ADAMS DIVERSIFIED EQUITY FUND, INC. | SC 13D/A | — | — |
| 11/25/24 | Fitzpatrick Stephen James | Vertical Aerospace Ltd. (EVTL, EVTL-WT) | SC 13D/A | — | — |
| 11/25/24 | HM Treasury | NatWest Group plc (NWG, RBSPF) | SC 13D/A | — | — |
| 11/25/24 | Saba Capital Management, L.P. | VTN Invesco Trust for Investment Grade New York Municipals | SC 13D/A | — | — |
| 11/25/24 | Cannae Holdings, Inc. | Paysafe Ltd (PSFE, PSFE-WT) | SC 13D/A | — | — |
| 11/25/24 | Hong Bee Yin | JCSE JE Cleantech Holdings Ltd | SC 13D/A | — | — |
| 11/25/24 | FIG Buyer GP, LLC | ATI Physical Therapy, Inc. (ATIP, ATIPW) | SC 13D/A | — | — |
| 11/25/24 | BUFFETT WARREN E | BERKSHIRE HATHAWAY INC (BRK-A, BRK-B) | SC 13D/A | — | — |
| 11/25/24 | BBAI Ultimate Holdings, LLC | BigBear.ai Holdings, Inc. (BBAI, BBAI-WT) | SC 13D/A | — | — |
| 11/25/24 | Carrollton Mineral Partners IV, LP | DMLP DORCHESTER MINERALS, L.P. | SC 13D/A | — | — |
| 11/25/24 | KOONCE CALVIN SCOTT | VSEC VSE CORP | SC 13D/A | — | — |
| 11/25/24 | Dubner Derek | RDVT Red Violet, Inc. | SC 13D/A | — | — |
| 11/25/24 | Ocean Capital LLC | Puerto Rico Residents Tax-Free Fund, Inc. | SC 13D/A | — | — |
| 11/25/24 | Hsieh Anthony Li | LDI loanDepot, Inc. | SC 13D/A | — | — |
| 11/25/24 | Impactive Capital LP | ENV ENVESTNET, INC. | SC 13D/A | — | — |
| 11/25/24 | Mill Road Capital III, L.P. | NGS NATURAL GAS SERVICES GROUP INC | SC 13D/A | — | — |
| 11/25/24 | Saba Capital Management, L.P. | EVM Eaton Vance California Municipal Bond Fund | SC 13D/A | — | — |
| 11/25/24 | ORCP III DE TopCo GP, LLC | PRMB Primo Brands Corp | SC 13D/A | — | — |
| 11/25/24 | APO Corp. | Apollo S3 Private Markets Fund | SC 13D/A | — | — |
| 11/22/24 | New Mountain Investments V, L.L.C. | RCM R1 RCM Inc. /DE | SC 13D/A | — | — |
| 11/22/24 | CM BERMUDA Ltd | SiriusPoint Ltd (SPNT, SSPFF, SPNT-PB) | SC 13D/A | — | — |
| 11/22/24 | Katz Avi S | QT IMAGING HOLDINGS, INC. (QTI, QTIWW) | SC 13D/A | — | — |
| 11/22/24 | Neuberger Berman Group LLC | GETY Getty Images Holdings, Inc. | SC 13D/A | — | — |
| 11/22/24 | BOCHNOWSKI DAVID A | FNWD Finward Bancorp | SC 13D/A | — | — |
| 11/22/24 | PineBridge GEM II G.P., L.P. | IBEX IBEX Ltd | SC 13D/A | — | — |
| 11/22/24 | Monument & Cathedral Holdings, LLC | MKTW MARKETWISE, INC. | SC 13D/A | — | — |
| 11/22/24 | Qatar Investment Authority | West Bay BDC LLC | SC 13D/A | — | — |
| 11/22/24 | EIG NEPTUNE EQUITY AGGREGATOR, L.P. | NGL Energy Partners LP (NGL, NGL-PB, NGL-PC) | SC 13D/A | — | — |
| 11/22/24 | CRCM LP | OMIC Singular Genomics Systems, Inc. | SC 13D/A | — | — |
| 11/22/24 | SB Global Advisers Ltd | EXAI Exscientia plc | SC 13D/A | — | — |
| 11/22/24 | Suriyakumar Kumarakulasingam | ARC ARC DOCUMENT SOLUTIONS, INC. | SC 13D/A | — | — |
| 11/22/24 | 210 Capital, LLC | PX P10, Inc. | SC 13D/A | — | — |
| 11/22/24 | Chan Heng Fai Ambrose | HWH HWH International Inc. | SC 13D/A | — | — |
| 11/22/24 | Direct Digital Holdings, Inc. | DRCT Direct Digital Holdings, Inc. | SC 13D/A | — | — |
| 11/22/24 | Milnes Ryan | Rumble Inc. (RUM, RUMBW) | SC 13D/A | — | — |
| 11/22/24 | Compagnie Maritime Belge NV | CMBT CMB.TECH NV | SC 13D/A | — | — |
| 11/22/24 | Infinite Acquisitions Partners LLC | Falcon's Beyond Global, Inc. (FBYD, FBYDW) | SC 13D/A | — | — |
| 11/22/24 | Grabowski Mark | XPOF Xponential Fitness, Inc. | SC 13D/A | — | — |
| 11/22/24 | ARCH Venture Fund XII, L.P. | PRME Prime Medicine, Inc. | SC 13D/A | — | — |
| 11/22/24 | Harland Group LLC | QMCI QUOTEMEDIA INC | SC 13D/A | — | — |
| 11/22/24 | Wong Hing C | HCWB HCW Biologics Inc. | SC 13D/A | — | — |
| 11/22/24 | Barry John F | PROSPECT CAPITAL CORP (PSEC, PSEC-PA) | SC 13D/A | — | — |
| 11/22/24 | ARCH Venture Fund XII, L.P. | NMRA Neumora Therapeutics, Inc. | SC 13D/A | — | — |
| 11/22/24 | Kohen Ran Roland | SKYX SKYX Platforms Corp. | SC 13D/A | — | — |
| 11/21/24 | Nierenberg Investment Management Company, Inc. | RVSB RIVERVIEW BANCORP INC | SC 13D/A | — | — |
| 11/21/24 | Deng Conglin | ABTS Abits Group Inc | SC 13D/A | — | — |
| 11/21/24 | Wu Yang | Microvast Holdings, Inc. (MVST, MVSTW) | SC 13D/A | — | — |
| 11/21/24 | CANTOR FITZGERALD, L. P. | BGC BGC Group, Inc. | SC 13D/A | — | — |
| 11/21/24 | HARRIS JOSHUA | Apollo Global Management, Inc. (APO, APOS, APO-PA) | SC 13D/A | — | — |
| 11/21/24 | SC US (TTGP), LTD. | CART Maplebear Inc. | SC 13D/A | — | — |
| 11/21/24 | BROADWOOD PARTNERS, L.P. | LCTX Lineage Cell Therapeutics, Inc. | SC 13D/A | — | — |
| 11/21/24 | Lim James | STEP StepStone Group Inc. | SC 13D/A | — | — |
| 11/21/24 | Zhang Zhiyi | Nature's Miracle Holding Inc. (NMHI, NMHIW) | SC 13D/A | — | — |
| 11/21/24 | Novator Capital Sponsor Ltd. | Better Home & Finance Holding Co (BETR, BETRW) | SC 13D/A | — | — |
| 11/21/24 | WATEROUS ENERGY FUND III (US) LP | Greenfire Resources Ltd. (GFR, GFRWF) | SC 13D/A | — | — |
| 11/21/24 | Bloom Retirement Holdings Inc. | Finance of America Companies Inc. (FOA, FOACW) | SC 13D/A | — | — |
| 11/21/24 | LI TIE JAMES | Nature's Miracle Holding Inc. (NMHI, NMHIW) | SC 13D/A | — | — |
| 11/21/24 | DeWitte Jacob | OKLO Oklo Inc. | SC 13D/A | — | — |
| 11/21/24 | Cantor EP Holdings, LLC | CEP Cantor Equity Partners, Inc. | SC 13D/A | — | — |
| 11/21/24 | CANTOR FITZGERALD, L. P. | NMRK NEWMARK GROUP, INC. | SC 13D/A | — | — |
| 11/21/24 | CFAC Holdings VII, LLC | CF Acquisition Corp. VII (CFFS, CFFSU, CFFSW) | SC 13D/A | — | — |
| 11/21/24 | FRANKLIN RESOURCES INC | Franklin BSP Private Credit Fund | SC 13D/A | — | — |
| 11/21/24 | SKARVAN KATHLEEN | ELMD Electromed, Inc. | SC 13D/A | — | — |
| 11/21/24 | Bracebridge Capital, LLC | Mallinckrodt plc | SC 13D/A | — | — |
| 11/21/24 | Saba Capital Management, L.P. | VPV Invesco Pennsylvania Value Municipal Income Trust | SC 13D/A | — | — |
| 11/21/24 | CANTOR FITZGERALD, L. P. | Satellogic Inc. (SATL, SATLW) | SC 13D/A | — | — |
| 11/21/24 | Saba Capital Management, L.P. | KSM DWS STRATEGIC MUNICIPAL INCOME TRUST | SC 13D/A | — | — |
| 11/21/24 | Phares Denis | Dragonfly Energy Holdings Corp. (DFLI, DFLIW) | SC 13D/A | — | — |
| 11/21/24 | CFAC Holdings VIII, LLC. | XBP Europe Holdings, Inc. (XBP, XBPEW) | SC 13D/A | — | — |
| 11/21/24 | Fairmount Funds Management LLC | ORKA Oruka Therapeutics, Inc. | SC 13D/A | — | — |
| 11/21/24 | Carlyle Group Inc. | QDEL QuidelOrtho Corp | SC 13D/A | — | — |
| 11/21/24 | Saba Capital Management, L.P. | GF NEW GERMANY FUND INC | SC 13D/A | — | — |
| 11/21/24 | Saba Capital Management, L.P. | MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | SC 13D/A | — | — |
| 11/20/24 | Pardo Fernando Chico | SOUTHEAST AIRPORT GROUP (ASR, ASRMF) | SC 13D/A | — | — |
| 11/20/24 | Niklason Laura E | Humacyte, Inc. (HUMA, HUMAW) | SC 13D/A | — | — |
| 11/20/24 | BANK OF AMERICA CORP /DE/ | BTA BlackRock Long-Term Municipal Advantage Trust | SC 13D/A | — | — |
| 11/20/24 | Blantyre Capital Ltd | NCMI National CineMedia, Inc. | SC 13D/A | — | — |
| 11/20/24 | SHERWOOD NED L | NMM Navios Maritime Partners L.P. | SC 13D/A | — | — |
| 11/20/24 | OPKO HEALTH, INC. | GeneDx Holdings Corp. (WGS, WGSWW) | SC 13D/A | — | — |
| 11/20/24 | MFP INVESTORS LLC | SANW S&W Seed Co | SC 13D/A | — | — |
| 11/20/24 | Ghaffarian Kamal Seyed | Intuitive Machines, Inc. (LUNR, LUNRW) | SC 13D/A | — | — |
| 11/20/24 | Viessmann Generations Group GmbH & Co. KG | CARR CARRIER GLOBAL Corp | SC 13D/A | — | — |
| 11/20/24 | ICAHN CARL C | SWX Southwest Gas Holdings, Inc. | SC 13D/A | — | — |
| 11/20/24 | Castle Creek Capital Partners VIII, LP | TCBX Third Coast Bancshares, Inc. | SC 13D/A | — | — |
| 11/20/24 | Avellan Abel Antonio | ASTS AST SpaceMobile, Inc. | SC 13D/A | — | — |
| 11/19/24 | Coliseum Capital Management, LLC | GORV Lazydays Holdings, Inc. | SC 13D/A | — | — |
| 11/19/24 | ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | GeneDx Holdings Corp. (WGS, WGSWW) | SC 13D/A | — | — |
| 11/19/24 | PERCEPTIVE ADVISORS LLC | SLNO SOLENO THERAPEUTICS INC | SC 13D/A | — | — |
| 11/19/24 | Cove Street Capital, LLC | RSSS Research Solutions, Inc. | SC 13D/A | — | — |
| 11/19/24 | OSN Streaming Ltd | Anghami Inc (ANGH, ANGHW) | SC 13D/A | — | — |
| 11/19/24 | FRP HOLDINGS, INC. | FRPH FRP HOLDINGS, INC. | SC 13D/A | — | — |
| 11/19/24 | Deer X & Co. L.P. | Rigetti Computing, Inc. (RGTI, RGTIW) | SC 13D/A | — | — |
| 11/19/24 | General Motors Ventures LLC | SES AI Corp (SES, SES-WT) | SC 13D/A | — | — |
| 11/19/24 | BANK OF AMERICA CORP /DE/ | MYD BLACKROCK MUNIYIELD FUND, INC. | SC 13D/A | — | — |
| 11/19/24 | BANK OF AMERICA CORP /DE/ | MYD BLACKROCK MUNIYIELD FUND, INC. | SC 13D/A | — | — |
| 11/19/24 | TCP-ASC ACHI Series LLLP | RCM R1 RCM Inc. /DE | SC 13D/A | — | — |
| 11/19/24 | Geisler Anthony | XPOF Xponential Fitness, Inc. | SC 13D/A | — | — |
| 11/19/24 | Boxer Capital Management, LLC | TYRA Tyra Biosciences, Inc. | SC 13D/A | — | — |
| 11/18/24 | Derycz Peter | RSSS Research Solutions, Inc. | SC 13D/A | — | — |
| 11/18/24 | RA CAPITAL MANAGEMENT, L.P. | ETNB 89bio, Inc. | SC 13D/A | — | — |
| 11/18/24 | Saba Capital Management, L.P. | VMO Invesco Municipal Opportunity Trust | SC 13D/A | — | — |
| 11/18/24 | Boxer Capital Management, LLC | ITOS iTeos Therapeutics, Inc. | SC 13D/A | — | — |
| 11/18/24 | SUVRETTA CAPITAL MANAGEMENT, LLC | BNTC Benitec Biopharma Inc. | SC 13D/A | — | — |
| 11/18/24 | SPRINGER TIMOTHY A | RNAC Cartesian Therapeutics, Inc. | SC 13D/A | — | — |
| 11/18/24 | Tether Holdings Ltd | AGRO Adecoagro S.A. | SC 13D/A | — | — |
| 11/18/24 | Stone House Capital Management, LLC | RMBL RumbleOn, Inc. | SC 13D/A | — | — |
| 11/18/24 | Pontifax Management III G.P. (2011) Ltd. | URGN UroGen Pharma Ltd. | SC 13D/A | — | — |
| 11/18/24 | BANK OF AMERICA CORP /DE/ | BTA BlackRock Long-Term Municipal Advantage Trust | SC 13D/A | — | — |
| 11/18/24 | PORCELAIN MICHAEL | CMTL COMTECH TELECOMMUNICATIONS CORP /DE/ | SC 13D/A | — | — |
Source: SEC EDGAR 13D/13G filings. 13D required within 10 days of crossing 5% with activist intent. 13G for passive holders. Data refreshes every 6 hours.